Vimal Kapur - Nov 7, 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Signature
Su Ping Lu for Vimal Kapur
Stock symbol
HON
Transactions as of
Nov 7, 2022
Transactions value $
-$1,765,866
Form type
4
Date filed
11/9/2022, 07:30 PM
Previous filing
Aug 1, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $352K +3.94K +763.18% $89.48 4.45K Nov 7, 2022 Direct F1
transaction HON Common Stock Tax liability -$562K -2.71K -60.89% $207.33 1.74K Nov 7, 2022 Direct
transaction HON Common Stock Sale -$1.56M -7.5K -35.05% $207.46 13.9K Nov 7, 2022 Held in a trust
holding HON Common Stock 455 Nov 7, 2022 Held in a 401k plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -3.94K -50% $0.00 3.94K Nov 7, 2022 Common Stock 3.94K $89.48 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F2 The Employee Stock Options were granted under the Corporation's 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2015.