LIAM GRIFFIN - 07 Nov 2022 Form 4 Insider Report for SKYWORKS SOLUTIONS, INC. (SWKS)

Signature
Daniel L. Ricks, as Attorney-in-Fact for Liam K. Griffin
Issuer symbol
SWKS
Transactions as of
07 Nov 2022
Net transactions value
-$1,420,956
Form type
4
Filing time
09 Nov 2022, 19:00:27 UTC
Previous filing
21 Apr 2022
Next filing
14 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKS Common Stock Options Exercise +10,129 +60% 26,893 07 Nov 2022 Direct F1, F2
transaction SWKS Common Stock Tax liability $443,192 -5,022 -19% $88.25 21,871 07 Nov 2022 Direct F3
transaction SWKS Common Stock Options Exercise +12,100 +55% 33,971 07 Nov 2022 Direct F1
transaction SWKS Common Stock Tax liability $529,500 -6,000 -18% $88.25 27,971 07 Nov 2022 Direct F3
transaction SWKS Common Stock Award $0 +10,196 +36% $0.000000 38,167 08 Nov 2022 Direct F4
transaction SWKS Common Stock Tax liability $448,265 -5,056 -13% $88.66 33,111 08 Nov 2022 Direct F3
holding SWKS Common Stock 35,947 07 Nov 2022 By GRAT F2
holding SWKS Common Stock 12,870 07 Nov 2022 By 401(k) plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKS Restricted Stock Units Options Exercise $0 -10,129 -50% $0.000000 10,129 07 Nov 2022 Common Stock 10,129 Direct F1, F6
transaction SWKS Restricted Stock Units Options Exercise $0 -12,100 -100% $0.000000* 0 07 Nov 2022 Common Stock 12,100 Direct F1, F7
transaction SWKS Restricted Stock Units Award $0 +58,651 $0.000000 58,651 08 Nov 2022 Common Stock 58,651 Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into shares of common stock on a one-for-one basis.
F2 Balances reflect the transfer on 4/1/2022 of 35,947 shares of common stock by the Reporting Person to grantor retained annuity trusts (GRATs) of which the Reporting Person is the trustee and sole recipient of annuity payments, which transfer is exempt from Section 16 pursuant to Rule 16a-13.
F3 Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F4 Unrestricted stock award under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2022 Executive Incentive Plan.
F5 This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2022.
F6 The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F7 The restricted stock units vested in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F8 Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F9 The restricted stock units vest in four (4) equal installments, beginning on 11/8/2023 and ending on 11/8/2026.