William S. Ayer - 07 Nov 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Director
Signature
Su Ping Lu for William S. Ayer
Issuer symbol
HON
Transactions as of
07 Nov 2022
Net transactions value
-$132,231
Form type
4
Filing time
09 Nov 2022, 18:37:29 UTC
Previous filing
03 May 2022
Next filing
05 Jan 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $309,819 +3,164 +47% $97.92 9,877 07 Nov 2022 Direct F1, F2
transaction HON Common Stock Tax liability $442,050 -2,105 -21% $210.00 7,772 07 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -3,164 -100% $0.000000* 0 07 Nov 2022 Common Stock 3,164 $97.92 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Represents exempt grant of non-qualified stock options under the 2006 Stock Plan for Non-Employee Directors that vested in four equal annual installments, with the first installment vesting on April 1, 2016.