William S. Ayer - Nov 7, 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Director
Signature
Su Ping Lu for William S. Ayer
Stock symbol
HON
Transactions as of
Nov 7, 2022
Transactions value $
-$132,231
Form type
4
Date filed
11/9/2022, 06:37 PM
Previous filing
May 3, 2022
Next filing
Jan 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $310K +3.16K +47.13% $97.92 9.88K Nov 7, 2022 Direct F1, F2
transaction HON Common Stock Tax liability -$442K -2.11K -21.31% $210.00 7.77K Nov 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -3.16K -100% $0.00* 0 Nov 7, 2022 Common Stock 3.16K $97.92 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Represents exempt grant of non-qualified stock options under the 2006 Stock Plan for Non-Employee Directors that vested in four equal annual installments, with the first installment vesting on April 1, 2016.