Key facts
- This page summarizes Stuart Rothstein's Form 4 filing for Apollo Commercial Real Estate Finance, Inc. (ARI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 09 Nov 2022, 15:34.
Stuart Rothstein - 07 Nov 2022 Form 4 Insider Report for Apollo Commercial Real Estate Finance, Inc. (ARI)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- ARI
- Reported as of
- 07 Nov 2022
- Net transaction value
- +$167,672
- SEC form
- 4
- Accepted by SEC
- 09 Nov 2022, 15:34:49 UTC
- Prior SEC filing
- 31 Jan 2022
- Next SEC filing
- 29 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jessica L. Lomm, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stuart Rothstein filed Form 4 for Apollo Commercial Real Estate Finance, Inc. (ARI) on 09 Nov 2022.
Change
- Previous filing in this sequence was filed on 31 Jan 2022.
- Current net transaction value: +$167,672.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ARI
transaction
Common Stock
Purchase
- Transaction value
- $167,672
- Shares
- +15,000
- Change %
- +3.4%
- Price
- $11.18
- Shares after
- 452,676
- Date
- 07 Nov 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These purchases were made in multiple transactions at prices ranging from $11.16 to $11.185, inclusive. Mr. Rothstein undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
Footnote F2
As of the transaction date, reported amount includes 350,070 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the Issuer, provided the reporting person remains in service through the applicable vesting dates.