JOHN B. BERDING - 04 Nov 2022 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
President of Subsidiary, Director
Signature
John B. Berding by: Karl J. Grafe, as Attorney-in-Fact
Issuer symbol
AFG
Transactions as of
04 Nov 2022
Net transactions value
-$3,281,455
Form type
4
Filing time
08 Nov 2022, 15:37:57 UTC
Previous filing
23 Feb 2022
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $288,050 +7,000 +17% $41.15 48,828 04 Nov 2022 Direct
transaction AFG Common Stock Sale $1,018,651 -7,000 -14% $145.52 41,828 04 Nov 2022 Direct F1
transaction AFG Common Stock Sale $845,216 -5,745 -14% $147.12 36,083 04 Nov 2022 Direct F2
transaction AFG Common Stock Options Exercise $493,800 +12,000 +33% $41.15 48,083 07 Nov 2022 Direct
transaction AFG Common Stock Sale $1,768,547 -12,000 -25% $147.38 36,083 07 Nov 2022 Direct F3
transaction AFG Common Stock Options Exercise $164,600 +4,000 +11% $41.15 40,083 08 Nov 2022 Direct
transaction AFG Common Stock Sale $595,491 -4,000 -10% $148.87 36,083 08 Nov 2022 Direct F4
holding AFG Common Stock 1,899 04 Nov 2022 By Trust
holding AFG Common Stock 4,378 04 Nov 2022 ESPP F5
holding AFG Common Stock 23,799 04 Nov 2022 RASP F6
holding AFG Common Stock 1,045 04 Nov 2022 DRIP F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -7,000 -25% $0.000000 21,417 04 Nov 2022 Common Stock 7,000 $41.15 Direct F8
transaction AFG Stock Option Exercise Options Exercise $0 -12,000 -56% $0.000000 9,417 07 Nov 2022 Common Stock 12,000 $41.15 Direct F8
transaction AFG Stock Option Exercise Options Exercise $0 -4,000 -42% $0.000000 5,417 08 Nov 2021 Common Stock 4,000 $41.15 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.2301 to $145.7250, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.00 to $147.3674, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.0801 to $147.8250 inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.8073 to $148.97, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2021.
F6 Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2021.
F7 Shares reported reflect total ESPP DRIP shares held by reporting person based on a statement dated as of 12/31/2021.
F8 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.