Thomas M. Ross - 01 Nov 2022 Form 4 Insider Report for MAXCYTE, INC. (MXCT)

Signature
/s/ Brian F. Leaf, attorney-in-fact
Issuer symbol
MXCT
Transactions as of
01 Nov 2022
Net transactions value
-$176,894
Form type
4
Filing time
03 Nov 2022, 16:53:00 UTC
Previous filing
12 Oct 2022
Next filing
06 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXCT Common Stock Options Exercise $19,680 +23,429 $0.8400 23,429 01 Nov 2022 Direct F1
transaction MXCT Common Stock Sale $162,597 -23,429 -100% $6.94 0 01 Nov 2022 Direct F1, F2
transaction MXCT Common Stock Options Exercise $3,728 +4,438 $0.8400 4,438 02 Nov 2022 Direct F1
transaction MXCT Common Stock Options Exercise $1,367 +1,266 +29% $1.08 5,704 02 Nov 2022 Direct F1, F3
transaction MXCT Common Stock Sale $39,072 -5,704 -100% $6.85 0 02 Nov 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXCT Employee Stock Option (right to buy) Options Exercise $0 -23,429 -84% $0.000000 4,438 01 Nov 2022 Common Stock 23,429 $0.8400 Direct F1, F5
transaction MXCT Employee Stock Option (right to buy) Options Exercise $0 -4,438 -100% $0.000000* 0 02 Nov 2022 Common Stock 4,438 $0.8400 Direct F1, F5
transaction MXCT Employee Stock Option (right to buy) Options Exercise $0 -1,266 -2% $0.000000 60,734 02 Nov 2022 Common Stock 1,266 $1.08 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.80 to $7.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.72 to $6.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 This option is fully vested and exercisable.