| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MN | Class A Common Stock, par value $0.01 | Gift | $0 | -500 | -0.41% | $0.000000 | 120,984 | 21 Sep 2022 | Direct | |
| transaction | MN | Class A Common Stock, par value $0.01 | Gift | $0 | -500 | -0.41% | $0.000000 | 120,484 | 26 Sep 2022 | Direct | |
| transaction | MN | Class A Common Stock, par value $0.01 | Gift | $0 | -1,000 | -0.83% | $0.000000 | 119,484 | 26 Sep 2022 | Direct | |
| transaction | MN | Class A Common Stock, par value $0.01 | Disposed to Issuer | -12,211 | -10% | 107,273 | 21 Oct 2022 | Direct | F1 | ||
| transaction | MN | Class A Common Stock, par value $0.01 | Disposed to Issuer | $1,378,458 | -107,273 | -100% | $12.85 | 0 | 21 Oct 2022 | Direct | F2, F3 |
Christopher Pickett Briley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022. |
| F2 | Includes 18,880 shares of common stock of the issuer for which cash consideration was received. Also includes 88,393 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo. |
| F3 | Price reflects per share consideration paid pursuant to the Merger Agreement. |
Chief Technology Officer, Manning & Napier Advisors, LLC