Kareem Saad - Oct 19, 2022 Form 4 Insider Report for Sema4 Holdings Corp. (WGSWW)

Role
Chief Transformation Officer
Signature
/s/ Bridget Brown, Attorney-in-Fact
Stock symbol
WGSWW
Transactions as of
Oct 19, 2022
Transactions value $
-$4,818
Form type
4
Date filed
10/21/2022, 04:07 PM
Previous filing
Oct 4, 2022
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WGSWW Class A Common Stock Options Exercise +18K +21.62% 101K Oct 19, 2022 Direct F1
transaction WGSWW Class A Common Stock Sale -$4.82K -5.41K -5.34% $0.89 95.9K Oct 20, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Restricted Stock Unit Options Exercise $0 -18K -10% $0.00 162K Oct 19, 2022 Class A Common Stock 18K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F2 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.89 to $0.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F4 3/16th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on January 25, 2022, and thereafter will vest as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on January 19, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.