Amar K. Goel - 12 May 2022 Form 4/A - Amendment Insider Report for PubMatic, Inc. (PUBM)

Role
Chairman, Chief Growth Officer, Director, 10%+ Owner
Signature
/s/ Andrew Woods, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
12 May 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
19 Oct 2022, 21:47:16 UTC
Date Of Original Report
16 May 2022
Previous filing
13 Apr 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +6,000 $0.000000 6,000 12 May 2022 By RAJN Trust - N F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -6,000 -0.95% $0.000000 626,652 12 May 2022 Class A Common Stock 6,000 By RAJN Trust-N F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Remarks:

This amendment to Form 4 filed on May 16, 2022 reflects the conversion of 6,000 shares of Class B common stock held by the RAJN Trust - N to Class A common stock on May 12, 2022. Form 4 filed on May 16, 2022 inadvertently reflected the conversion of 3,000 shares of Class B common stock held by the the RAJN Trust - N to Class A common stock.