Stephanie A. Davis - Oct 7, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Oct 7, 2022
Transactions value $
$4,750
Form type
4
Date filed
10/12/2022, 08:22 AM
Previous filing
Aug 30, 2022
Next filing
Jan 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $4.75K +19.7K +46.72% $0.24 61.9K Oct 7, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 10K Oct 7, 2022 Common Stock 10K $12.06 Direct F2
holding ATNXQ Stock Option (Right to Buy) 7.5K Oct 7, 2022 Common Stock 7.5K $11.49 Direct F3
holding ATNXQ Stock Option (Right to Buy) 17.5K Oct 7, 2022 Common Stock 17.5K $12.45 Direct F4
holding ATNXQ Stock Option (Right to Buy) 8.75K Oct 7, 2022 Common Stock 8.75K $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 17.5K Oct 7, 2022 Common Stock 17.5K $0.46 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on June 28, 2023.