Paul Ohls - 01 Oct 2022 Form 3 Insider Report for Sprinklr, Inc. (CXM)

Role
Chief Revenue Officer
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
CXM
Transactions as of
01 Oct 2022
Net transactions value
$0
Form type
3
Filing time
11 Oct 2022, 16:41:05 UTC
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CXM Class A Common Stock 108,616 01 Oct 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CXM Employee Stock Option (right to buy) 01 Oct 2022 Class B Common Stock 372,000 $4.10 Direct F2
holding CXM Employee Stock Option (right to buy) 01 Oct 2022 Class B Common Stock 100,000 $4.25 Direct F3
holding CXM Employee Stock Option (right to buy) 01 Oct 2022 Class B Common Stock 100,000 $4.45 Direct F4
holding CXM Employee Stock Option (right to buy) 01 Oct 2022 Class B Common Stock 25,000 $7.38 Direct F5
holding CXM Employee Stock Option (right to buy) 01 Oct 2022 Class B Common Stock 80,000 $10.96 Direct F6
holding CXM Employee Stock Option (right to buy) 01 Oct 2022 Class B Common Stock 100,000 $12.88 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continued service with the Issuer through each such vesting date.
F2 Fully vested and exercisable.
F3 One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F4 One fourth (1/4th) of the shares subject to the option award vested on December 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F5 One fourth (1/4th) of the shares subject to the option award vested on September 2, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F6 One fourth (1/4th) of the shares subject to the option award vested on April 5, 2022, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F7 One fourth (1/4th) of the shares subject to the option award vested on May 20, 2022, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney