Josh Resnik - Oct 5, 2022 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Signature
/s/ Todd Aman, Attorney-in-Fact
Stock symbol
NOTE
Transactions as of
Oct 5, 2022
Transactions value $
$0
Form type
4
Date filed
10/7/2022, 06:32 PM
Previous filing
Aug 2, 2022
Next filing
Nov 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +467K +538.46% $0.00 553K Oct 5, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Non-qualified stock options Award $0 +200K $0.00 200K Oct 5, 2022 Class A Common Stock 200K $6.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Twenty-five percent (25%) of the RSUs shall vest monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining RSUs vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023.
F2 These nonstatutory stock options vest as to twenty-five percent (25%) of the underlying shares monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining options vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023.

Remarks:

President, and Chief Operating Officer