R. DIRK ALLISON - 04 Oct 2022 Form 4 Insider Report for Addus HomeCare Corp (ADUS)

Role
CEO and Chairman, Director
Signature
/s/ Brian Poff, Attorney-in-Fact for R. Dirk Allison
Issuer symbol
ADUS
Transactions as of
04 Oct 2022
Net transactions value
-$1,003,625
Form type
4
Filing time
06 Oct 2022, 16:35:44 UTC
Previous filing
04 Mar 2022
Next filing
04 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADUS Common Stock Options Exercise $246,375 +12,500 +16% $19.71 93,054 04 Oct 2022 Direct F1
transaction ADUS Common Stock Sale $1,250,000 -12,500 -13% $100.00 80,554 04 Oct 2022 Direct F1
holding ADUS Common Stock 700 04 Oct 2022 By Grandchildren F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ADUS Employee Stock Option (right to buy) Options Exercise $0 -12,500 -12% $0.000000 87,500 04 Oct 2022 Common Stock 12,500 $19.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.
F2 The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
F3 The options vest in equal installments on each of the first four anniversaries of the grant date.

Remarks:

Exhibit Index: Exhibit 24 - Power of Attorney for R. Dirk Allison dated November 1, 2016