Mukul Kumar - Sep 30, 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
President, Engineering
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Sep 30, 2022
Transactions value $
$0
Form type
4
Date filed
10/4/2022, 09:54 PM
Previous filing
Aug 17, 2022
Next filing
Oct 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Options Exercise $0 +1.06K +25.06% $0.00 5.27K Sep 30, 2022 Direct
transaction PUBM Class A Common Stock Options Exercise $0 +2.25K +42.68% $0.00 7.51K Oct 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Restricted Stock Unit Options Exercise $0 -1.06K -10% $0.00 9.5K Sep 30, 2022 Class A Common Stock 1.06K $0.00 Direct F1, F2, F3
transaction PUBM Restricted Stock Unit Options Exercise $0 -2.25K -7.14% $0.00 29.2K Oct 1, 2022 Class A Common Stock 2.25K $0.00 Direct F1, F3, F4
holding PUBM Class B Common Stock 190K Sep 30, 2022 Class A Common Stock 190K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F2 The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 RSUs do not expire; they either vest or are canceled prior to the vesting date.
F4 The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.