Steven Pantelick - Sep 30, 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Sep 30, 2022
Transactions value $
$0
Form type
4
Date filed
10/4/2022, 10:06 PM
Previous filing
Jul 8, 2022
Next filing
Oct 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Options Exercise $0 +2.26K +9.5% $0.00 26.1K Sep 30, 2022 Direct F1
transaction PUBM Class A Common Stock Options Exercise $0 +5.06K +19.4% $0.00 31.1K Oct 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Restricted Stock Unit Options Exercise $0 -2.26K -10% $0.00 20.3K Sep 30, 2022 Class A Common Stock 2.26K $0.00 Direct F2, F3, F4
transaction PUBM Restricted Stock Unit Options Exercise $0 -5.06K -7.14% $0.00 65.7K Oct 1, 2022 Class A Common Stock 5.06K $0.00 Direct F2, F4, F5
holding PUBM Class B Common Stock 467K Sep 30, 2022 Class A Common Stock 467K $0.00 Direct F6
holding PUBM Class B Common Stock 115K Sep 30, 2022 Class A Common Stock 115K $0.00 By spouse F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,500 and 1,250 shares of the Issuer's Class A common stock issued to the Reporting Person pursuant to the Issuer's employee stock purchase plan on May 28, 2021 and May 31, 2022, respectively.
F2 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F3 The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4 RSUs do not expire; they either vest or are canceled prior to the vesting date.
F5 The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F6 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.