Joseph F. Lawler - Apr 21, 2022 Form 4 Insider Report for Anebulo Pharmaceuticals, Inc. (ANEB)

Signature
/s/ Joseph F. Lawler
Stock symbol
ANEB
Transactions as of
Apr 21, 2022
Transactions value $
$0
Form type
4
Date filed
10/4/2022, 04:13 PM
Next filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ANEB Common Stock 2M Apr 21, 2022 Direct F1
holding ANEB Common Stock 5M Apr 21, 2022 By CAL GRAT 2022-1 F2
holding ANEB Common Stock 5M Apr 21, 2022 By JFL GRAT 2022-1 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANEB Stock Option (right to buy) Award $0 +30.4K $0.00 30.4K Apr 21, 2022 Common Stock 30.4K $6.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Excludes 10,000,000 shares previously owned directly by the reporting person which were contributed to grantor retained annuity trusts on September 26, 2022, and which shares are now reflected as owned indirectly in this Form 4.
F2 The reporting person is the sole trustee, and the reporting person and his spouse are the sole beneficiaries, of this grantor retained annuity trust.
F3 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.