| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LEVI | Class A Common Stock | Conversion of derivative security | $0 | +11.3 K | +7.6% | $0.00 | 160 K | Sep 30, 2022 | Direct | F1, F2 |
| transaction | LEVI | Class A Common Stock | Sale | -$169 K | -11.3 K | -7.07% | $14.95 | 148 K | Sep 30, 2022 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LEVI | Stock Appreciation Rights | Options Exercise | $0 | -37.8 K | -25% | $0.00 | 113 K | Sep 30, 2022 | Class B Common Stock | 37.8 K | $6.10 | Direct | F1, F3, F4 |
| transaction | LEVI | Class B Common Stock | Options Exercise | $230 K | +37.8 K | +16.53% | $6.10 | 266 K | Sep 30, 2022 | Class A Common Stock | 37.8 K | Direct | F1, F4 | |
| transaction | LEVI | Class B Common Stock | Disposed to Issuer | -$400 K | -26.5 K | -9.95% | $15.10 | 240 K | Sep 30, 2022 | Class A Common Stock | 26.5 K | Direct | F1, F4, F5 | |
| transaction | LEVI | Class B Common Stock | Conversion of derivative security | $0 | -11.3 K | -4.7% | $0.00 | 228 K | Sep 30, 2022 | Class A Common Stock | 11.3 K | Direct | F1, F2, F4 |
| Id | Content |
|---|---|
| F1 | The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. |
| F2 | Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| F3 | 100% of these stock appreciation rights are fully vested. |
| F4 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| F5 | Represents shares withheld by the company for taxes upon exercise of a stock appreciation right. |