Seth Jaffe - 30 Sep 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Oct 2022, 16:12:16 UTC
Prior SEC filing
01 Sep 2022
Next SEC filing
01 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact

Key filing fact

Seth Jaffe filed Form 4 for LEVI STRAUSS & CO (LEVI) on 04 Oct 2022.

Key facts

  • This page summarizes Seth Jaffe's Form 4 filing for LEVI STRAUSS & CO (LEVI).
  • 6 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 04 Oct 2022, 16:12.

Change

  • Previous filing in this sequence was filed on 01 Sep 2022.
  • Current net transaction value: -$338,293.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LEVI transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+11,276
Change %
+7.6%
Price
$0.000000
Shares after
159,575
Date
30 Sep 2022
Ownership
Direct
Footnotes
F1, F2
LEVI transaction

Class A Common Stock

Sale

Transaction value
$168,576
Shares
-11,276
Change %
-7.1%
Price
$14.95
Shares after
148,299
Date
30 Sep 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LEVI transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-37,776
Change %
-25%
Price
$0.000000
Shares after
113,330
Date
30 Sep 2022
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
37,776
Exercise price
$6.10
Footnotes
F1, F3, F4
LEVI transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$230,434
Shares
+37,776
Change %
+17%
Price
$6.10
Shares after
266,256
Date
30 Sep 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
37,776
Exercise price
Footnotes
F1, F4
LEVI transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$400,150
Shares
-26,500
Change %
-10%
Price
$15.10
Shares after
239,756
Date
30 Sep 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
26,500
Exercise price
Footnotes
F1, F4, F5
LEVI transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-11,276
Change %
-4.7%
Price
$0.000000
Shares after
228,480
Date
30 Sep 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
11,276
Exercise price
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Footnote F2

Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Footnote F3

100% of these stock appreciation rights are fully vested.

Footnote F4

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F5

Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

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