Venrock Healthcare Capital Partners II, L.P. - 29 Sep 2022 Form 4 Insider Report for Tricida, Inc.

Role
10%+ Owner
Signature
/s/ David L. Stepp, Authorized Signatory
Issuer symbol
N/A
Transactions as of
29 Sep 2022
Net transactions value
+$4,697,070
Form type
4
Filing time
03 Oct 2022, 17:49:32 UTC
Previous filing
28 Sep 2022
Next filing
06 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCDA Common Stock Purchase $1,668,415 +168,187 +1.9% $9.92* 9,050,064 29 Sep 2022 By Funds F1, F2, F3
transaction TCDA Common Stock Purchase $3,028,655 +268,736 +3% $11.27* 9,318,800 03 Oct 2022 By Funds F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 44,217 shares purchased by Venrock Healthcare Capital Partners III, L.P. ("VHCP III"), (ii) 4,422 shares purchased by VHCP Co-Investment Holdings III, LLC ("VHCP Co-3") and (iii) 119,548 shares purchased by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG").
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.83 to $10.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3 VHCP Management II, LLC ("VHCPM II") is the general partner of Venrock Healthcare Capital Partners II, L.P. ("VHCP II") and the manager of VHCP Co-Investment Holdings II, LLC ("VHCP Co-2"). VHCP Management III, LLC ("VHCPM III") is the general partner of VHCP III and the manager of VHCP Co-3. VHCP Management EG, LLC ("VHCPM EG") is the general partner of VHCP EG. Messrs. Shah and Koh are the voting members of VHCPM II, VHCPM III and VHCPM EG. Each of VHCPM II, VHCPM III, VHCPM EG, Shah and Koh expressly disclaims beneficial ownership over all shares held by VHCP II, VHCP Co-2, VHCP III, VHCP Co-3 and VHCP EG except to the extent of its or his indirect pecuniary interest therein.
F4 Consists of (i) 70,650 shares purchased by VHCP III, (ii) 7,068 shares purchased by VHCP Co-3 and (iii) 191,018 shares purchased by VHCP EG.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.80 to $11.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.