Brett Nicholas Urban - Oct 1, 2022 Form 3 Insider Report for BrightView Holdings, Inc. (BV)

Role
Chief Financial Officer
Signature
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Stock symbol
BV
Transactions as of
Oct 1, 2022
Transactions value $
$0
Form type
3
Date filed
10/3/2022, 05:00 PM
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BV Common Stock 25K Oct 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BV Stock Options (Right to Buy) Oct 1, 2022 Common Stock 39.1K $22.00 Direct F2
holding BV Stock Options (Right to Buy) Oct 1, 2022 Common Stock 9K $13.49 Direct F3
holding BV Stock Options (Right to Buy) Oct 1, 2022 Common Stock 9.73K $16.89 Direct F4
holding BV Restricted Stock Units Oct 1, 2022 Common Stock 2.1K Direct F5, F6
holding BV Stock Options (Right to Buy) Oct 1, 2022 Common Stock 11.4K $13.78 Direct F7
holding BV Restricted Stock Units Oct 1, 2022 Common Stock 4.37K Direct F6, F8
holding BV Stock Options (Right to Buy) Oct 1, 2022 Common Stock 12.1K $15.04 Direct F9
holding BV Restricted Stock Units Oct 1, 2022 Common Stock 5.5K Direct F6, F10
holding BV Restricted Stock Units Oct 1, 2022 Common Stock 88.6K Direct F6, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F2 Consists of 37,940 time- and performance-based options that are fully vested and exercisable and 1,114 time-based options that will vest on December 12, 2022.
F3 Represents grant of time-based options of which 75% are vested. The remaining 25% will vest on November 28, 2022.
F4 Represents grant of time-based options of which 50% are vested. The remaining 50% will vest in two equal annual installments beginning on November 22, 2022.
F5 Represents grant of time-based restricted stock units that vest in two equal annual installments beginning on November 22, 2022.
F6 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F7 Represents grant of time-based options of which 25% are vested. The remaining 75% will vest in three equal annual installments beginning on November 19, 2022.
F8 Represents a grant of time-based restricted stock units that vest in three equal annual installments beginning November 19, 2022.
F9 Represents grant of time-based options that vest in four equal annual installments beginning November 18, 2022.
F10 Represents grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F11 Represents grant of time-based restricted stock units that vest on September 29, 2025.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney