James E. Francese - 27 Sep 2022 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Sep 2022, 16:27:17 UTC
Prior SEC filing
23 Mar 2022
Next SEC filing
04 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Samuel Gesten as attorney-in-fact for James Francese

Key filing fact

James E. Francese filed Form 4 for STAAR SURGICAL CO (STAA) on 29 Sep 2022.

Key facts

  • This page summarizes James E. Francese's Form 4 filing for STAAR SURGICAL CO (STAA).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Sep 2022, 16:27.

Change

  • Previous filing in this sequence was filed on 23 Mar 2022.
  • Current net transaction value: -$2,558,551.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STAA transaction

Common Stock

Sale

Transaction value
$500,025
Shares
-6,667
Change %
-12%
Price
$75.00
Shares after
50,591
Date
27 Sep 2022
Ownership
Direct
STAA transaction

Common Stock

Sale

Transaction value
$1,176,225
Shares
-15,683
Change %
-31%
Price
$75.00
Shares after
34,908
Date
27 Sep 2022
Ownership
Direct
STAA transaction

Common Stock

Options Exercise

Transaction value
$98,324
Shares
+13,075
Change %
+37%
Price
$7.52*
Shares after
47,983
Date
27 Sep 2022
Ownership
Direct
STAA transaction

Common Stock

Sale

Transaction value
$980,625
Shares
-13,075
Change %
-27%
Price
$75.00
Shares after
34,908
Date
27 Sep 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-13,075
Change %
-100%
Price
$0.000000*
Shares after
0
Date
27 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,075
Exercise price
$7.52
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

This Form 4 reflects the sale by Mr. Francese of Common Stock of the Company pursuant to a pre-established Rule 10b5-1 plan.

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