Brad Gazaway - Sep 24, 2022 Form 4 Insider Report for Leslie's, Inc. (LESL)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Brad A. Gazaway
Stock symbol
LESL
Transactions as of
Sep 24, 2022
Transactions value $
-$49,425
Form type
4
Date filed
9/27/2022, 04:05 PM
Previous filing
Feb 3, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LESL Common Stock, par value $0.001 per share Options Exercise $0 +12.2K +10.05% $0.00 134K Sep 24, 2022 Direct
transaction LESL Common Stock, par value $0.001 per share Sale -$49.4K -3.34K -2.49% $14.82 130K Sep 26, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LESL Restricted Stock Units Options Exercise $0 -12.2K -54.18% $0.00 10.3K Sep 24, 2022 Common Stock 12.2K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").
F2 Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3 Represents grants of RSUs, of which 12,221 vested on September 24, 2022, and of which 10,336 will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Remarks:

Chief Legal Officer and Corporate Secretary