Brad A. Gazaway - 24 Sep 2022 Form 4 Insider Report for Leslie's, Inc. (LESL)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Brad A. Gazaway
Issuer symbol
LESL
Transactions as of
24 Sep 2022
Net transactions value
-$49,425
Form type
4
Filing time
27 Sep 2022, 16:05:25 UTC
Previous filing
03 Feb 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LESL Common Stock, par value $0.001 per share Options Exercise $0 +12,221 +10% $0.000000 133,782 24 Sep 2022 Direct
transaction LESL Common Stock, par value $0.001 per share Sale $49,425 -3,335 -2.5% $14.82 130,447 26 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LESL Restricted Stock Units Options Exercise $0 -12,221 -54% $0.000000 10,336 24 Sep 2022 Common Stock 12,221 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").
F2 Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
F3 Represents grants of RSUs, of which 12,221 vested on September 24, 2022, and of which 10,336 will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Remarks:

Chief Legal Officer and Corporate Secretary