Armon Dadgar - Sep 22, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Technology Officer,, Director, 10%+ Owner
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Sep 22, 2022
Transactions value $
$0
Form type
4
Date filed
9/26/2022, 06:01 PM
Previous filing
Sep 22, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +13.9K +166.2% 22.3K Sep 22, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -13.9K -17.27% $0.00 66.7K Sep 22, 2022 Class A Common Stock 13.9K Direct F1
holding HCP Class B Common Stock 15.2M Sep 22, 2022 Class A Common Stock 15.2M See footnote F1, F2
holding HCP Class B Common Stock 2.34M Sep 22, 2022 Class A Common Stock 2.34M See footnote F1, F3
holding HCP Class B Common Stock 709K Sep 22, 2022 Class A Common Stock 709K See footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
F3 The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
F4 The shares are held of record by Black Swan III, LLC which the reporting person controls.