Shankar Sastry - Sep 22, 2022 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Director
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Sep 22, 2022
Transactions value $
-$996,398
Form type
4
Date filed
9/26/2022, 04:57 PM
Previous filing
Oct 8, 2021
Next filing
Oct 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise $47.5K +79.1K +321.19% $0.60* 104K Sep 22, 2022 Direct
transaction AI Class A Common Stock Sale -$1.04M -79.1K -76.26% $13.19 24.6K Sep 22, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Stock Option (Right to Buy) Options Exercise $0 -79.1K -100% $0.00* 0 Sep 22, 2022 Class A Common Stock 79.1K $0.60 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale of the shares was from the exercise of an option grant expiring on October 24, 2022.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.
F4 The option is fully vested.