Shankar Sastry - 22 Sep 2022 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Director
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
22 Sep 2022
Net transactions value
-$996,398
Form type
4
Filing time
26 Sep 2022, 16:57:15 UTC
Previous filing
08 Oct 2021
Next filing
07 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise $47,485 +79,142 +321% $0.6000* 103,782 22 Sep 2022 Direct
transaction AI Class A Common Stock Sale $1,043,883 -79,142 -76% $13.19 24,640 22 Sep 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Stock Option (Right to Buy) Options Exercise $0 -79,142 -100% $0.000000* 0 22 Sep 2022 Class A Common Stock 79,142 $0.6000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale of the shares was from the exercise of an option grant expiring on October 24, 2022.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.
F4 The option is fully vested.