Paul Edward Walker - 21 Sep 2022 Form 4 Insider Report for Allakos Inc. (ALLK)

Role
Director
Signature
/s/ Louis Citron, attorney-in-fact
Issuer symbol
ALLK
Transactions as of
21 Sep 2022
Net transactions value
+$19,999,680
Form type
4
Filing time
23 Sep 2022, 16:35:16 UTC
Previous filing
27 May 2022
Next filing
19 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLK Common Stock Purchase $2,999,952 +597,600 +28% $5.02 2,760,860 21 Sep 2022 See Note 2 F1, F2
transaction ALLK Common Stock Purchase $16,999,728 +3,386,400 $5.02 3,386,400 21 Sep 2022 See Note 3 F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reports the purchase of shares in the underwritten public offering of common stock of Allakos, Inc.
F2 The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 securities in which the Reporting Person has no pecuniary interest.
F3 The Reporting Person is a manager of NEA 18 VG GP, LLC, which is the sole general partner of NEA Partners 18 VG, L.P. ("NEA Partners 18 VG"). NEA Partners 18 VG is the sole general partner of NEA 18 Venture Growth Equity, L.P. ("NEA 18 VGE"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 18 VGE in which the Reporting Person has no pecuniary interest.