Ying Christina Liu - 27 Jun 2022 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Chief Accounting Officer
Signature
/s/ Melanie Vinson, Attorney-in-fact
Issuer symbol
CFLT
Transactions as of
27 Jun 2022
Net transactions value
-$29,477
Form type
4
Filing time
22 Sep 2022, 19:38:09 UTC
Previous filing
24 May 2022
Next filing
23 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Award $0 +9,000 +28% $0.000000 41,114 27 Jun 2022 Direct F1
transaction CFLT Class A Common Stock Sale $19,725 -722 -1.8% $27.32 40,479 20 Aug 2022 Direct F2, F3
transaction CFLT Class A Common Stock Sale $9,752 -401 -0.99% $24.32 40,078 20 Sep 2022 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest as to 12.5% of the shares every three months from June 20, 2022, such that the shares are fully vested on the two (2) year anniversary, subject to the reporting person's continuous service through each such vesting date.
F2 Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.
F3 Includes 87 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 15, 2022.
F4 The shares were sold at prices ranging from $23.93 to $24.33. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.