Ying Christina Liu - Jun 27, 2022 Form 4 Insider Report for Confluent, Inc. (CFLT)

Signature
/s/ Melanie Vinson, Attorney-in-fact
Stock symbol
CFLT
Transactions as of
Jun 27, 2022
Transactions value $
-$29,477
Form type
4
Date filed
9/22/2022, 07:38 PM
Previous filing
May 24, 2022
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Award $0 +9K +28.03% $0.00 41.1K Jun 27, 2022 Direct F1
transaction CFLT Class A Common Stock Sale -$19.7K -722 -1.75% $27.32 40.5K Aug 20, 2022 Direct F2, F3
transaction CFLT Class A Common Stock Sale -$9.75K -401 -0.99% $24.32 40.1K Sep 20, 2022 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest as to 12.5% of the shares every three months from June 20, 2022, such that the shares are fully vested on the two (2) year anniversary, subject to the reporting person's continuous service through each such vesting date.
F2 Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.
F3 Includes 87 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 15, 2022.
F4 The shares were sold at prices ranging from $23.93 to $24.33. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.