Stephanie Buscemi - 15 Sep 2022 Form 3 Insider Report for Confluent, Inc. (CFLT)

Role: Chief Marketing Officer
Signature: /s/ Melanie Vinson, Attorney-in-fact
Issuer symbol: CFLT
Transactions as of: 15 Sep 2022
Net transactions value: $0
Form type: 3
Filing time: 22 Sep 2022, 19:30:12 UTC
Next filing: 15 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CFLT	Class A Common Stock						39,270	15 Sep 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFLT	Stock Option (Right to Buy)							15 Sep 2022	Class B Common Stock	1,243,879	$15.68	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 31,505 shares subject to restricted stock units ("RSUs"). Fifty percent of the shares subject to the RSUs vest on February 20, 2025 and 50% of the shares subject to the RSUs vest on February 20, 2026, subject to the reporting person's continued service as of each such vesting date.
F2	Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.
F3	Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.