Dan Puckett - Sep 20, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Chief Financial Officer
Signature
/s/ Wade Estey, as attorney-in-fact for Dan Puckett
Stock symbol
SWAV
Transactions as of
Sep 20, 2022
Transactions value $
-$301,763
Form type
4
Date filed
9/21/2022, 08:05 PM
Previous filing
Aug 23, 2022
Next filing
Oct 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $18.7K +1.1K +2.75% $17.00* 41K Sep 20, 2022 Direct F1
transaction SWAV Common Stock Sale -$320K -1.1K -2.68% $291.33 39.9K Sep 20, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -1.1K -14.14% $0.00 6.68K Sep 20, 2022 Common Stock 1.1K $17.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2022.
F2 All reported securities were sold at a price of $291.33.
F3 1/48th of the shares subject to the option shall vest monthly from 03/06/2019.