Rukmini Sivaraman - 15 Sep 2022 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Raymond Hum, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Sep 2022
Net transactions value
-$255,624
Form type
4
Filing time
19 Sep 2022, 18:09:50 UTC
Previous filing
29 Aug 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +3,750 +4.3% $0.000000 91,374 15 Sep 2022 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +7,662 +8.4% $0.000000 99,036 15 Sep 2022 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2,589 +2.6% $0.000000 101,625 15 Sep 2022 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4,760 +4.7% $0.000000 106,385 15 Sep 2022 Direct
transaction NTNX Class A Common Stock Sale $255,624 -11,148 -10% $22.93 95,237 16 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -3,750 -20% $0.000000 15,000 15 Sep 2022 Class A Common Stock 3,750 Direct F2, F3
transaction NTNX Restricted Stock Unit Options Exercise $0 -7,662 -11% $0.000000 61,294 15 Sep 2022 Class A Common Stock 7,662 Direct F2, F4
transaction NTNX Restricted Stock Unit Options Exercise $0 -2,589 -7.7% $0.000000 31,060 15 Sep 2022 Class A Common Stock 2,589 Direct F2, F5
transaction NTNX Restricted Stock Units Options Exercise $0 -4,760 -6.2% $0.000000 71,401 15 Sep 2022 Class A Common Stock 4,760 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on September 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.