Frank J. Lanza - 15 Sep 2022 Form 3 Insider Report for Harpoon Therapeutics, Inc.

Role
Principal Fin. & Acctng Ofc.
Signature
/s/ Frank J. Lanza
Issuer symbol
N/A
Transactions as of
15 Sep 2022
Net transactions value
$0
Form type
3
Filing time
19 Sep 2022, 16:24:24 UTC
Next filing
29 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HARP Common Stock 6,540 15 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HARP Employee Stock Option (right to buy) 15 Sep 2022 Common Stock 25,000 $11.60 Direct F1
holding HARP Employee Stock Option (right to buy) 15 Sep 2022 Common Stock 11,250 $13.29 Direct F2
holding HARP Employee Stock Option (right to buy) 15 Sep 2022 Common Stock 13,000 $18.66 Direct F3
holding HARP Employee Stock Option (right to buy) 15 Sep 2022 Common Stock 49,500 $5.03 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/48th of the total stock option will vest and become exercisable monthly on the same day of each month following the vesting commencement date of April 10, 2019, subject to the continuing employment of the Reporting Person on each vesting date.
F2 1/48th of the total stock option will vest and become exercisable monthly on the same day of each month following the vesting commencement date of January 31, 2020, subject to the continuing employment of the Reporting Person on each vesting date.
F3 1/48th of the total stock option will vest and become exercisable monthly on the same day of each month following the vesting commencement date of January 31, 2021, subject to the continuing employment of the Reporting Person on each vesting date.
F4 1/48th of the total stock option will vest and become exercisable monthly on the same day of each month following the vesting commencement date of January 31, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney