Pavitar Singh - Sep 13, 2022 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role: Chief Technology Officer
Signature: /s/ Jason Minio, Attorney-in-Fact
Stock symbol: CXM
Transactions as of: Sep 13, 2022
Transactions value $: -$451,250
Form type: 4
Date filed: 9/15/2022, 06:19 PM
Previous filing: Jun 27, 2022
Next filing: Dec 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CXM	Class A Common Stock	Conversion of derivative security		+2.5K	+0.93%		272K	Sep 13, 2022	Direct	F1
transaction	CXM	Class A Common Stock	Sale	-$31.3K	-2.5K	-0.92%	$12.50	270K	Sep 13, 2022	Direct
transaction	CXM	Class A Common Stock	Conversion of derivative security		+36.1K	+13.38%		306K	Sep 14, 2022	Direct	F1, F2
transaction	CXM	Class A Common Stock	Sale	-$420K	-37.5K	-12.26%	$11.20	268K	Sep 14, 2022	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CXM	Class B Common Stock	Conversion of derivative security	$0	-2.5K	-0.18%	$0.00	1.39M	Sep 13, 2022	Class A Common Stock	2.5K		Direct	F1
transaction	CXM	Class B Common Stock	Conversion of derivative security	$0	-36.1K	-2.59%	$0.00	1.36M	Sep 14, 2022	Class A Common Stock	36.1K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
F2	In connection with the sale of Class A Common Stock, the Reporting Person converted Class B Common Stock into Class A Common Stock, which became effective on September 15, 2022.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.54 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.