Emmanuel Roman - 12 Sep 2022 Form 4 Insider Report for PIMCO Dynamic Income Opportunities Fund (PDO)

Role
Other*
Signature
/s/ Kevin Van Gorder, Attorney-in-Fact for Emmanuel Roman
Issuer symbol
PDO
Transactions as of
12 Sep 2022
Net transactions value
+$1,048,323
Form type
4
Filing time
13 Sep 2022, 19:34:26 UTC
Previous filing
15 Jun 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PDO COMMON SHARES Purchase $698,850 +46,599 +47% $15.00 146,599 12 Sep 2022 Direct F1
transaction PDO COMMON SHARES Purchase $349,473 +23,401 +16% $14.93 170,000 13 Sep 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.9450 to $15.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.87 to $14.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Remarks:

Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.