Benjamin Kornitzer - 08 Sep 2022 Form 4 Insider Report for agilon health, inc. (AGL)

Role
Chief Med. & Quality Officer
Signature
/s/ Timothy Bensley, as Attorney-in-Fact
Issuer symbol
AGL
Transactions as of
08 Sep 2022
Net transactions value
-$395,555
Form type
4
Filing time
12 Sep 2022, 16:10:13 UTC
Previous filing
25 Aug 2022
Next filing
28 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGL Common Stock Options Exercise $60,570 +13,490 +124% $4.49* 24,343 08 Sep 2022 Direct F1
transaction AGL Common Stock Sale $237,897 -10,546 -43% $22.56 13,797 08 Sep 2022 Direct F1, F2, F3
transaction AGL Common Stock Sale $67,779 -2,944 -21% $23.02 10,853 08 Sep 2022 Direct F1, F2, F4
transaction AGL Common Stock Options Exercise $36,342 +8,094 +75% $4.49* 18,947 09 Sep 2022 Direct F1
transaction AGL Common Stock Sale $186,791 -8,094 -43% $23.08 10,853 09 Sep 2022 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGL Options (Rights to Buy) Options Exercise $0 -13,490 -3.5% $0.000000 368,551 08 Sep 2022 Common Stock 13,490 $4.49 Direct F6
transaction AGL Options (Rights to Buy) Options Exercise $0 -8,094 -2.2% $0.000000 360,457 09 Sep 2022 Common Stock 8,094 $4.49 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.015 to $23.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.015 to $23.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.95 to $23.275, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.