Andrew Schlossberg - 31 Aug 2022 Form 4/A - Amendment Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Issuer symbol
IVZ
Transactions as of
31 Aug 2022
Net transactions value
-$344,272
Form type
4/A - Amendment
Filing time
09 Sep 2022, 17:00:45 UTC
Date Of Original Report
02 Sep 2022
Previous filing
02 Mar 2022
Next filing
29 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +8,298 +2.5% $0.000000 340,149 31 Aug 2022 Direct
transaction IVZ Common Shares Tax liability $63,311 -3,844 -1.1% $16.47 336,305 31 Aug 2022 Direct
transaction IVZ Common Shares Options Exercise $0 +14,124 +4.2% $0.000000 350,429 31 Aug 2022 Direct
transaction IVZ Common Shares Tax liability $104,930 -6,371 -1.8% $16.47 344,058 31 Aug 2022 Direct
transaction IVZ Common Shares Options Exercise $0 +23,698 +6.9% $0.000000 367,756 31 Aug 2022 Direct
transaction IVZ Common Shares Tax liability $176,031 -10,688 -2.9% $16.47 357,068 31 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -8,298 -100% $0.000000* 0 31 Aug 2022 Common Shares 8,298 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -14,124 -50% $0.000000 14,124 31 Aug 2022 Common Shares 14,124 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -23,698 -33% $0.000000 47,396 31 Aug 2022 Common Shares 23,698 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Remarks:

The amendment is to correct an administrative error regarding the tax withholding