Andrew Schlossberg - Aug 31, 2022 Form 4/A - Amendment Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Stock symbol
IVZ
Transactions as of
Aug 31, 2022
Transactions value $
-$344,272
Form type
4/A - Amendment
Date filed
9/9/2022, 05:00 PM
Date Of Original Report
Sep 2, 2022
Previous filing
Mar 2, 2022
Next filing
Dec 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +8.3K +2.5% $0.00 340K Aug 31, 2022 Direct
transaction IVZ Common Shares Tax liability -$63.3K -3.84K -1.13% $16.47 336K Aug 31, 2022 Direct
transaction IVZ Common Shares Options Exercise $0 +14.1K +4.2% $0.00 350K Aug 31, 2022 Direct
transaction IVZ Common Shares Tax liability -$105K -6.37K -1.82% $16.47 344K Aug 31, 2022 Direct
transaction IVZ Common Shares Options Exercise $0 +23.7K +6.89% $0.00 368K Aug 31, 2022 Direct
transaction IVZ Common Shares Tax liability -$176K -10.7K -2.91% $16.47 357K Aug 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -8.3K -100% $0.00* 0 Aug 31, 2022 Common Shares 8.3K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -14.1K -50% $0.00 14.1K Aug 31, 2022 Common Shares 14.1K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -23.7K -33.33% $0.00 47.4K Aug 31, 2022 Common Shares 23.7K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Remarks:

The amendment is to correct an administrative error regarding the tax withholding