Bradley J. Peterson - Sep 7, 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Sep 7, 2022
Transactions value $
-$740,040
Form type
4
Date filed
9/9/2022, 04:19 PM
Previous filing
Jul 5, 2022
Next filing
Nov 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 Sale -$740K -12K -8.12% $61.67 136K Sep 7, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
F2 Represents (i) 107,109 shares or units of restricted stock, of which 17,673 are vested, (ii) 24,723 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.