Brett Tighe - 07 Sep 2022 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Financial Officer
Signature
Larissa Schwartz, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
07 Sep 2022
Net transactions value
$0
Form type
4
Filing time
08 Sep 2022, 16:06:00 UTC
Previous filing
17 Jun 2022
Next filing
19 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OKTA Class A Common Stock 36,111 07 Sep 2022 Direct F1
holding OKTA Class A Common Stock 1,250 07 Sep 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Employee Stock Option (Right to Buy) Options Exercise $0 -25,500 -100% $0.000000* 0 07 Sep 2022 Class B Common Stock 25,500 $3.92 Direct F2
transaction OKTA Employee Stock Option (Right to Buy) Options Exercise $0 -23,546 -100% $0.000000* 0 07 Sep 2022 Class B Common Stock 23,546 $8.73 Direct F2
transaction OKTA Employee Stock Option (Right to Buy) Options Exercise $0 -20,000 -100% $0.000000* 0 07 Sep 2022 Class B Common Stock 20,000 $9.74 Direct F2
transaction OKTA Class B Common Stock Options Exercise $0 +69,046 $0.000000 69,046 07 Sep 2022 Class A Common Stock 69,046 Direct F3
transaction OKTA Class B Common Stock Gift $0 -69,046 -100% $0.000000* 0 07 Sep 2022 Class A Common Stock 69,046 Direct F3
transaction OKTA Class B Common Stock Gift $0 +69,046 $0.000000 69,046 07 Sep 2022 Class A Common Stock 69,046 By Trust F3
holding OKTA Restricted Stock Units 1,866 07 Sep 2022 Class A Common Stock 1,866 Direct F4, F5
holding OKTA Restricted Stock Units 2,414 07 Sep 2022 Class A Common Stock 2,414 Direct F4, F6
holding OKTA Restricted Stock Units 4,150 07 Sep 2022 Class A Common Stock 4,150 Direct F4, F7
holding OKTA Restricted Stock Units 2,225 07 Sep 2022 Class A Common Stock 2,225 Direct F4, F8
holding OKTA Restricted Stock Units 68,702 07 Sep 2022 Class A Common Stock 68,702 Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 109 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
F2 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F5 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.