Brett Tighe - Sep 7, 2022 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Financial Officer
Signature
Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Sep 7, 2022
Transactions value $
$0
Form type
4
Date filed
9/8/2022, 04:06 PM
Previous filing
Jun 17, 2022
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OKTA Class A Common Stock 36.1K Sep 7, 2022 Direct F1
holding OKTA Class A Common Stock 1.25K Sep 7, 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Employee Stock Option (Right to Buy) Options Exercise $0 -25.5K -100% $0.00* 0 Sep 7, 2022 Class B Common Stock 25.5K $3.92 Direct F2
transaction OKTA Employee Stock Option (Right to Buy) Options Exercise $0 -23.5K -100% $0.00* 0 Sep 7, 2022 Class B Common Stock 23.5K $8.73 Direct F2
transaction OKTA Employee Stock Option (Right to Buy) Options Exercise $0 -20K -100% $0.00* 0 Sep 7, 2022 Class B Common Stock 20K $9.74 Direct F2
transaction OKTA Class B Common Stock Options Exercise $0 +69K $0.00 69K Sep 7, 2022 Class A Common Stock 69K Direct F3
transaction OKTA Class B Common Stock Gift $0 -69K -100% $0.00* 0 Sep 7, 2022 Class A Common Stock 69K Direct F3
transaction OKTA Class B Common Stock Gift $0 +69K $0.00 69K Sep 7, 2022 Class A Common Stock 69K By Trust F3
holding OKTA Restricted Stock Units 1.87K Sep 7, 2022 Class A Common Stock 1.87K Direct F4, F5
holding OKTA Restricted Stock Units 2.41K Sep 7, 2022 Class A Common Stock 2.41K Direct F4, F6
holding OKTA Restricted Stock Units 4.15K Sep 7, 2022 Class A Common Stock 4.15K Direct F4, F7
holding OKTA Restricted Stock Units 2.23K Sep 7, 2022 Class A Common Stock 2.23K Direct F4, F8
holding OKTA Restricted Stock Units 68.7K Sep 7, 2022 Class A Common Stock 68.7K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 109 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
F2 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F5 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.