Henry Ji - Sep 6, 2022 Form 4 Insider Report for Sorrento Therapeutics, Inc. (SRNEQ)

Role
President, CEO and Chairman of the Board of Directors, Director
Signature
/s/ Henry Ji, Ph.D.
Stock symbol
SRNEQ
Transactions as of
Sep 6, 2022
Transactions value $
$108,882
Form type
4
Date filed
9/6/2022, 05:24 PM
Previous filing
Sep 2, 2022
Next filing
Sep 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRNEQ Common Stock Purchase $109K +55.6K +1.2% $1.96* 4.68M Sep 6, 2022 Direct
holding SRNEQ Common Stock 2.27M Sep 6, 2022 See Footnote F1
holding SRNEQ Common Stock 40K Sep 6, 2022 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.

Remarks:

President, CEO and Chairman of the Board of Directors