Douglas J. Sharp - Aug 31, 2022 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Stock symbol
IVZ
Transactions as of
Aug 31, 2022
Transactions value $
-$189,421
Form type
4
Date filed
9/1/2022, 05:44 PM
Previous filing
Mar 2, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +15.1K +73.79% $0.00 35.6K Aug 31, 2022 Direct
transaction IVZ Common Shares Tax liability -$120K -7.29K -20.49% $16.47 28.3K Aug 31, 2022 Direct
transaction IVZ Common Shares Options Exercise $0 +8.73K +30.87% $0.00 37K Aug 31, 2022 Direct
transaction IVZ Common Shares Tax liability -$69.4K -4.21K -11.38% $16.47 32.8K Aug 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -15.1K -33.33% $0.00 30.2K Aug 31, 2022 Common Shares 15.1K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -8.73K -25% $0.00 26.2K Aug 31, 2022 Common Shares 8.73K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.