GHK Royalty LLC - 30 Sep 2021 Form 5 Insider Report for PHX MINERALS INC. (PHX)

Role
10%+ Owner
Signature
GHK Royalty LLC By:/s/ Robert A Hefner III Manager
Issuer symbol
PHX
Transactions as of
30 Sep 2021
Net transactions value
-$1,023,263
Form type
5
Filing time
31 Aug 2022, 17:32:13 UTC
Previous filing
31 Aug 2022
Next filing
31 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHX Common Stock Purchase $24,308 +13,664 +2% $1.78 691,459 03 Dec 2020 Direct F1
transaction PHX Common Stock Purchase $176,816 +86,336 +12% $2.05 777,795 04 Dec 2020 Direct F1
transaction PHX Common Stock Purchase $12,383 +6,100 +0.78% $2.03 783,895 10 Dec 2020 Direct F1
transaction PHX Common Stock Purchase $13,601 +6,777 +0.86% $2.01 790,672 16 Dec 2020 Direct F1
transaction PHX Common Stock Purchase $111,662 +55,033 +7% $2.03 845,705 17 Dec 2020 Direct F1
transaction PHX Common Stock Purchase $46,298 +15,823 +1.9% $2.93 861,528 25 Jan 2021 Direct F1
transaction PHX Common Stock Purchase $77,216 +25,713 +3% $3.00 887,241 27 Jan 2021 Direct F1
transaction PHX Common Stock Other $0 +1,000,000 +113% $0.000000 1,887,241 01 Feb 2021 Direct F1, F2
transaction PHX Common Stock Other $0 -1,000,000 -33% $0.000000 2,000,000 01 Feb 2021 Direct F2, F3
transaction PHX Common Stock Other $0 +1,700,000 +90% $0.000000 3,587,241 02 Mar 2021 Direct F1, F2
transaction PHX Common Stock Other $0 -1,700,000 -85% $0.000000 300,000 02 Mar 2021 Direct F2, F3
transaction PHX Common Stock Sale $50,760 -18,000 -6% $2.82 282,000 08 Apr 2021 Direct F3, F4
transaction PHX Common Stock Sale $87,323 -31,400 -11% $2.78 250,600 09 Apr 2021 Direct F3, F5
transaction PHX Common Stock Sale $25,095 -9,571 -3.8% $2.62 241,029 12 Apr 2021 Direct F3, F6
transaction PHX Common Stock Other -150,000 -62% 91,029 13 May 2021 Direct F3, F5, F7
transaction PHX Common Stock Sale $262,094 -87,423 -2.4% $3.00 3,499,818 03 Aug 2021 Direct F1
transaction PHX Common Stock Sale $102,217 -34,405 -0.98% $2.97 3,465,413 04 Aug 2021 Direct F1
transaction PHX Common Stock Sale $40,682 -13,615 -0.39% $2.99 3,451,798 05 Aug 2021 Direct F1
transaction PHX Common Stock Sale $59,539 -20,067 -0.58% $2.97 3,431,731 06 Aug 2021 Direct F1
transaction PHX Common Stock Sale $244,683 -82,274 -2.4% $2.97 3,349,457 09 Aug 2021 Direct F1
transaction PHX Common Stock Sale $11,406 -3,856 -0.12% $2.96 3,345,601 10 Aug 2021 Direct F1
transaction PHX Common Stock Sale $49,983 -16,978 -0.51% $2.94 3,328,623 11 Aug 2021 Direct F1
transaction PHX Common Stock Sale $15,813 -5,386 -0.16% $2.94 3,323,237 12 Aug 2021 Direct F1
transaction PHX Common Stock Sale $4,068 -1,396 -0.04% $2.91 3,321,841 13 Aug 2021 Direct F1
transaction PHX Common Stock Sale $31,750 -12,700 -12% $2.50 89,633 23 Aug 2021 Direct F3
transaction PHX Common Stock Sale $7,042 -2,800 -0.08% $2.52 3,319,041 01 Sep 2021 Direct F1
transaction PHX Common Stock Sale $93,192 -38,022 -1.1% $2.45 3,281,019 02 Sep 2021 Direct F1
transaction PHX Common Stock Sale $139,318 -56,427 -1.7% $2.47 3,224,592 03 Sep 2021 Direct F1
transaction PHX Common Stock Sale $260,582 -105,670 -3.3% $2.47 3,118,922 06 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

GHK Royalty LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These shares are owned directly by Mr. Hefner.
F2 These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner.
F3 These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC.
F4 The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
F5 The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
F6 The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction.
F7 The Reporting Person transferred shares to a non-affiliated employee.