GHK Royalty LLC - Sep 30, 2021 Form 5 Insider Report for PHX MINERALS INC. (PHX)

Role
10%+ Owner
Signature
GHK Royalty LLC By:/s/ Robert A Hefner III Manager
Stock symbol
PHX
Transactions as of
Sep 30, 2021
Transactions value $
-$1,023,263
Form type
5
Date filed
8/31/2022, 05:32 PM
Previous filing
Aug 31, 2022
Next filing
Aug 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHX Common Stock Purchase $24.3K +13.7K +2.02% $1.78 691K Dec 3, 2020 Direct F1
transaction PHX Common Stock Purchase $177K +86.3K +12.49% $2.05 778K Dec 4, 2020 Direct F1
transaction PHX Common Stock Purchase $12.4K +6.1K +0.78% $2.03 784K Dec 10, 2020 Direct F1
transaction PHX Common Stock Purchase $13.6K +6.78K +0.86% $2.01 791K Dec 16, 2020 Direct F1
transaction PHX Common Stock Purchase $112K +55K +6.96% $2.03 846K Dec 17, 2020 Direct F1
transaction PHX Common Stock Purchase $46.3K +15.8K +1.87% $2.93 862K Jan 25, 2021 Direct F1
transaction PHX Common Stock Purchase $77.2K +25.7K +2.98% $3.00 887K Jan 27, 2021 Direct F1
transaction PHX Common Stock Other $0 +1M +112.71% $0.00 1.89M Feb 1, 2021 Direct F1, F2
transaction PHX Common Stock Other $0 -1M -33.33% $0.00 2M Feb 1, 2021 Direct F2, F3
transaction PHX Common Stock Other $0 +1.7M +90.08% $0.00 3.59M Mar 2, 2021 Direct F1, F2
transaction PHX Common Stock Other $0 -1.7M -85% $0.00 300K Mar 2, 2021 Direct F2, F3
transaction PHX Common Stock Sale -$50.8K -18K -6% $2.82 282K Apr 8, 2021 Direct F3, F4
transaction PHX Common Stock Sale -$87.3K -31.4K -11.13% $2.78 251K Apr 9, 2021 Direct F3, F5
transaction PHX Common Stock Sale -$25.1K -9.57K -3.82% $2.62 241K Apr 12, 2021 Direct F3, F6
transaction PHX Common Stock Other -150K -62.23% 91K May 13, 2021 Direct F3, F5, F7
transaction PHX Common Stock Sale -$262K -87.4K -2.44% $3.00 3.5M Aug 3, 2021 Direct F1
transaction PHX Common Stock Sale -$102K -34.4K -0.98% $2.97 3.47M Aug 4, 2021 Direct F1
transaction PHX Common Stock Sale -$40.7K -13.6K -0.39% $2.99 3.45M Aug 5, 2021 Direct F1
transaction PHX Common Stock Sale -$59.5K -20.1K -0.58% $2.97 3.43M Aug 6, 2021 Direct F1
transaction PHX Common Stock Sale -$245K -82.3K -2.4% $2.97 3.35M Aug 9, 2021 Direct F1
transaction PHX Common Stock Sale -$11.4K -3.86K -0.12% $2.96 3.35M Aug 10, 2021 Direct F1
transaction PHX Common Stock Sale -$50K -17K -0.51% $2.94 3.33M Aug 11, 2021 Direct F1
transaction PHX Common Stock Sale -$15.8K -5.39K -0.16% $2.94 3.32M Aug 12, 2021 Direct F1
transaction PHX Common Stock Sale -$4.07K -1.4K -0.04% $2.91 3.32M Aug 13, 2021 Direct F1
transaction PHX Common Stock Sale -$31.8K -12.7K -12.41% $2.50 89.6K Aug 23, 2021 Direct F3
transaction PHX Common Stock Sale -$7.04K -2.8K -0.08% $2.52 3.32M Sep 1, 2021 Direct F1
transaction PHX Common Stock Sale -$93.2K -38K -1.15% $2.45 3.28M Sep 2, 2021 Direct F1
transaction PHX Common Stock Sale -$139K -56.4K -1.72% $2.47 3.22M Sep 3, 2021 Direct F1
transaction PHX Common Stock Sale -$261K -106K -3.28% $2.47 3.12M Sep 6, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

GHK Royalty LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These shares are owned directly by Mr. Hefner.
F2 These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner.
F3 These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC.
F4 The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
F5 The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
F6 The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction.
F7 The Reporting Person transferred shares to a non-affiliated employee.