JOHN VIERLING - 03 Aug 2022 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
03 Aug 2022
Net transactions value
$0
Form type
4
Filing time
30 Aug 2022, 18:46:52 UTC
Previous filing
21 Jul 2022
Next filing
12 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Options Exercise +7,500 +27% 35,325 03 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Restricted Stock Units Options Exercise $0 -7,500 -100% $0.000000* 0 03 Aug 2022 Common Stock 7,500 Direct F1
holding ATNXQ Stock Option (Right to Buy) 10,000 03 Aug 2022 Common Stock 10,000 $12.06 Direct F2
holding ATNXQ Stock Option (Right to Buy) 2,500 03 Aug 2022 Common Stock 2,500 $11.49 Direct F3
holding ATNXQ Stock Option (Right to Buy) 12,500 03 Aug 2022 Common Stock 12,500 $12.45 Direct F4
holding ATNXQ Stock Option (Right to Buy) 7,500 03 Aug 2022 Common Stock 7,500 $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 17,500 03 Aug 2022 Common Stock 17,500 $0.4570 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on June 28, 2023.