Jordan Kanfer - Aug 3, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Steven Adams, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Aug 3, 2022
Transactions value $
$0
Form type
4
Date filed
8/30/2022, 06:36 PM
Previous filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Options Exercise +7.5K +78.24% 17.1K Aug 3, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Restricted Stock Units Options Exercise $0 -7.5K -100% $0.00* 0 Aug 3, 2022 Common Stock 7.5K Direct F1
holding ATNXQ Stock Option (Right to Buy) 10K Aug 3, 2022 Common Stock 10K $12.06 Direct F2
holding ATNXQ Stock Option (Right to Buy) 2.5K Aug 3, 2022 Common Stock 2.5K $11.49 Direct F3
holding ATNXQ Stock Option (Right to Buy) 15K Aug 3, 2022 Common Stock 15K $12.45 Direct F4
holding ATNXQ Stock Option (Right to Buy) 7.5K Aug 3, 2022 Common Stock 7.5K $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 17.5K Aug 3, 2022 Common Stock 17.5K $0.46 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on June 28, 2023.