Isaac Zacharias - 26 Aug 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Role: President, CCO
Signature: /s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol: N/A
Transactions as of: 26 Aug 2022
Net transactions value: -$1,220,922
Form type: 4
Filing time: 29 Aug 2022, 20:52:38 UTC
Previous filing: 27 Jul 2022
Next filing: 13 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$12,078	+3,000	+4%	$4.03^*	77,563	26 Aug 2022	Direct	F1
transaction	SWAV	Common Stock	Sale	$1,233,000	-4,000	-5.2%	$308.25	73,563	26 Aug 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-3,000	-17%	$0.000000	14,517	26 Aug 2022	Common Stock	3,000	$4.03	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022.
F2	All reported securities were sold at a price of $308.25.
F3	Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.