Isaac Zacharias - Aug 26, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Aug 26, 2022
Transactions value $
-$1,220,922
Form type
4
Date filed
8/29/2022, 08:52 PM
Previous filing
Jul 27, 2022
Next filing
Sep 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $12.1K +3K +4.02% $4.03* 77.6K Aug 26, 2022 Direct F1
transaction SWAV Common Stock Sale -$1.23M -4K -5.16% $308.25 73.6K Aug 26, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -3K -17.13% $0.00 14.5K Aug 26, 2022 Common Stock 3K $4.03 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022.
F2 All reported securities were sold at a price of $308.25.
F3 Twenty-Five percent of the shares subject to this option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.