Richard Miao - 24 Aug 2022 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Role
Former Interim CFO
Signature
/s/ Kevin Feeley, Attorney-in-Fact
Issuer symbol
WGS
Transactions as of
24 Aug 2022
Net transactions value
-$4,168
Form type
4
Filing time
26 Aug 2022, 19:30:43 UTC
Previous filing
28 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WGSWW Class A Common Stock Options Exercise +7,997 +39% 28,340 24 Aug 2022 Direct F1
transaction WGSWW Class A Common Stock Sale $4,168 -3,473 -12% $1.20 24,867 25 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Restricted Stock Unit Options Exercise $0 -7,997 -8.3% $0.000000 87,967 24 Aug 2022 Class A Common Stock 7,997 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Richard Miao is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 6.25% of the total shares underlying the restricted stock units vest in quarterly installments beginning on October 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.