Richard Kevin Andrews - 21 Aug 2022 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Role
EVP, CFO and Treasurer
Signature
Walter R. Mayer, Attorney-in-fact
Issuer symbol
BATL
Transactions as of
21 Aug 2022
Net transactions value
-$19,469
Form type
4
Filing time
22 Aug 2022, 18:00:14 UTC
Previous filing
13 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BATL Common Stock Options Exercise $0 +6,641 +88% $0.000000 14,165 21 Aug 2022 Direct
transaction BATL Common Stock Tax liability $19,469 -1,617 -11% $12.04 12,548 21 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BATL Restricted Stock Unit Options Exercise $0 -6,641 -33% $0.000000 13,282 21 Aug 2022 Common Stock 6,641 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for taxes owed upon vesting of RSUs.
F2 The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.