Nicholas Warner - Aug 18, 2022 Form 4 Insider Report for SentinelOne, Inc. (S)

Role
President, Security
Signature
/s/ Keenan Conder, Attorney-in-Fact
Stock symbol
S
Transactions as of
Aug 18, 2022
Transactions value $
$46,747
Form type
4
Date filed
8/19/2022, 04:26 PM
Previous filing
Aug 10, 2022
Next filing
Oct 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Conversion of derivative security $46.7K +39.1K +20.61% $1.20* 229K Aug 18, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction S Employee Stock Option (right to buy) Options Exercise $0 -39.1K -11.11% $0.00 313K Aug 18, 2022 Class B Common Stock 39.1K $1.20 Direct F2
transaction S Class B Common Stock Options Exercise $0 +39.1K $0.00 39.1K Aug 18, 2022 Class A Common Stock 39.1K Direct F3, F4
transaction S Class B Common Stock Conversion of derivative security $0 -39.1K -100% $0.00* 0 Aug 18, 2022 Class A Common Stock 39.1K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
F2 The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 1, 2019, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F3 Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earliest of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
F4 (continued from footnote 3) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after Mr. Weingarten's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation.