GravityRock A.S. - Aug 16, 2022 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role: 10%+ Owner
Signature: /s/ Hermann Svoren, as Chairperson of GravityRock A.S. /s/ Jonathan Scudder, as Director of GravityRock A.S. /s/ Victor Ake, as Director of GravityRock A.S.
Stock symbol: FORG
Transactions as of: Aug 16, 2022
Transactions value $: $0
Form type: 4
Date filed: 8/18/2022, 04:04 PM
Previous filing: Dec 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FORG	Class A Common Stock	Conversion of derivative security	$0	+8.55M	+670.89%	$0.00	9.83M	Aug 16, 2022	Direct	F1
transaction	FORG	Class A Common Stock	Other	$0	-9.83M	-100%	$0.00^*	0	Aug 16, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FORG	Class B Common Stock	Conversion of derivative security	$0	-8.55M	-100%	$0.00^*	0	Aug 16, 2022	Class A Common Stock	8.55M		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

GravityRock A.S. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. This transaction represents a transfer of all Class A Common Stock and Class B Common Stock (collectively, the "Shares") as held by the Reporting Person, to its shareholders representing each such shareholder's pro rata interest in the Shares. As a result of the foregoing transfer, all shares of Class B Common Stock automatically converted into Class A Common Stock on a one-to-one basis, upon receipt by the Reporting Person's shareholders.

Content

Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. This transaction represents a transfer of all Class A Common Stock and Class B Common Stock (collectively, the "Shares") as held by the Reporting Person, to its shareholders representing each such shareholder's pro rata interest in the Shares. As a result of the foregoing transfer, all shares of Class B Common Stock automatically converted into Class A Common Stock on a one-to-one basis, upon receipt by the Reporting Person's shareholders.