Charles N. York II - 15 Aug 2022 Form 4 Insider Report for Day One Biopharmaceuticals, Inc. (DAWN)

Signature
/s/ Charles N. York II
Issuer symbol
DAWN
Transactions as of
15 Aug 2022
Net transactions value
-$26,474
Form type
4
Filing time
17 Aug 2022, 19:23:59 UTC
Previous filing
05 Aug 2022
Next filing
06 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DAWN Common Stock Options Exercise $0 +4,125 +1.3% $0.000000 325,490 15 Aug 2022 Direct
transaction DAWN Common Stock Sale $26,474 -1,089 -0.33% $24.31 324,401 16 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DAWN Restricted Stock Units Options Exercise $0 -4,125 -19% $0.000000 17,875 15 Aug 2022 Common Stock 4,125 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F3 The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.