Sanjay Kalra - Aug 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Aug 15, 2022
Transactions value $
-$118,405
Form type
4
Date filed
8/17/2022, 04:53 PM
Previous filing
May 17, 2022
Next filing
Aug 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +19.6K +13.95% $0.00 160K Aug 15, 2022 Direct F1
transaction HLIT Common Stock Tax liability -$118K -10.3K -6.44% $11.46 150K Aug 15, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -10.4K -33.33% $0.00 20.9K Aug 15, 2022 Common Stock 10.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -9.18K -14.29% $0.00 55.1K Aug 15, 2022 Common Stock 9.18K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2022.
F2 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.