Neven Haltmayer - Aug 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Aug 15, 2022
Transactions value $
-$89,594
Form type
4
Date filed
8/17/2022, 04:51 PM
Previous filing
Jun 16, 2022
Next filing
Nov 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +14.9K +7.97% $0.00 201K Aug 15, 2022 Direct
transaction HLIT Common Stock Tax liability -$89.6K -7.82K -3.89% $11.46 193K Aug 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -7.4K -33.33% $0.00 14.8K Aug 15, 2022 Common Stock 7.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7.45K -14.29% $0.00 44.7K Aug 15, 2022 Common Stock 7.45K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.