Amar K. Goel - Aug 15, 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Aug 15, 2022
Transactions value $
-$913,270
Form type
4
Date filed
8/16/2022, 06:50 PM
Previous filing
Aug 12, 2022
Next filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +8K $0.00 8K Aug 15, 2022 By Birchwood Trust F1
transaction PUBM Class A Common Stock Sale -$183K -8K -100% $22.83 0 Aug 15, 2022 By Birchwood Trust F1, F2, F3
transaction PUBM Class A Common Stock Conversion of derivative security $0 +8K $0.00 8K Aug 15, 2022 By Marais Irrevocable Trust F4
transaction PUBM Class A Common Stock Sale -$183K -8K -100% $22.83 0 Aug 15, 2022 By Marais Irrevocable Trust F4, F5, F6
transaction PUBM Class A Common Stock Conversion of derivative security $0 +8K $0.00 8K Aug 15, 2022 By Tuscan Irrevocable Trust F7
transaction PUBM Class A Common Stock Sale -$183K -8K -100% $22.83 0 Aug 15, 2022 By Tuscan Irrevocable Trust F7, F8, F9
transaction PUBM Class A Common Stock Conversion of derivative security $0 +8K $0.00 8K Aug 15, 2022 By RAJN Trust - A F10
transaction PUBM Class A Common Stock Sale -$183K -8K -100% $22.84 0 Aug 15, 2022 By RAJN Trust - A F10, F11, F12
transaction PUBM Class A Common Stock Conversion of derivative security $0 +8K $0.00 8K Aug 15, 2022 By RAJN Trust - N F13
transaction PUBM Class A Common Stock Sale -$183K -8K -100% $22.83 0 Aug 15, 2022 By RAJN Trust - N F13, F14, F15

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -8K -0.6% $0.00 1.32M Aug 15, 2022 Class A Common Stock 8K By Birchwood Trust F1, F16
transaction PUBM Class B Common Stock Conversion of derivative security $0 -8K -0.94% $0.00 839K Aug 15, 2022 Class A Common Stock 8K By Marais Irrevocable Trust F4, F16
transaction PUBM Class B Common Stock Conversion of derivative security $0 -8K -0.94% $0.00 839K Aug 15, 2022 Class A Common Stock 8K By Tuscan Irrevocable Trust F7, F16
transaction PUBM Class B Common Stock Conversion of derivative security $0 -8K -1.3% $0.00 608K Aug 15, 2022 Class A Common Stock 8K By RAJN Trust-A Trust F10, F16
transaction PUBM Class B Common Stock Conversion of derivative security $0 -8K -1.3% $0.00 608K Aug 15, 2022 Class A Common Stock 8K By RAJN Trust-N F13, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 to $23.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.
F6 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.47 to $23.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
F8 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.
F9 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.47 to $23.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F11 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.
F12 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.47 to $23.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F14 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N.
F15 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.47 to $23.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.