Mark Kaye - Aug 15, 2022 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP & Chief Financial Officer
Signature
Elizabeth McCarroll, by power of attorney for Mark Kaye.
Stock symbol
MCO
Transactions as of
Aug 15, 2022
Transactions value $
-$486,921
Form type
4
Date filed
8/16/2022, 04:00 PM
Previous filing
Jul 5, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $215K +1.37K +25.73% $156.14 6.72K Aug 15, 2022 Direct F1
transaction MCO Common Stock Sale -$443K -1.37K -20.46% $322.25 5.34K Aug 15, 2022 Direct F1
transaction MCO Common Stock Options Exercise $302K +1.74K +32.58% $173.58 7.08K Aug 15, 2022 Direct F1
transaction MCO Common Stock Sale -$561K -1.74K -24.57% $322.25 5.34K Aug 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.37K -100% $0.00* 0 Aug 15, 2022 Common Stock 1.37K $156.14 Direct F1, F2
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.74K -100% $0.00* 0 Aug 15, 2022 Common Stock 1.74K $173.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of options vest each year beginning with the date indicated.