Mark Kaye - 15 Aug 2022 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP & Chief Financial Officer
Signature
Elizabeth McCarroll, by power of attorney for Mark Kaye.
Issuer symbol
MCO
Transactions as of
15 Aug 2022
Net transactions value
-$486,921
Form type
4
Filing time
16 Aug 2022, 16:00:16 UTC
Previous filing
05 Jul 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $214,536 +1,374 +26% $156.14 6,715 15 Aug 2022 Direct F1
transaction MCO Common Stock Sale $442,772 -1,374 -20% $322.25 5,341 15 Aug 2022 Direct F1
transaction MCO Common Stock Options Exercise $302,029 +1,740 +33% $173.58 7,081 15 Aug 2022 Direct F1
transaction MCO Common Stock Sale $560,715 -1,740 -25% $322.25 5,341 15 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1,374 -100% $0.000000* 0 15 Aug 2022 Common Stock 1,374 $156.14 Direct F1, F2
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1,740 -100% $0.000000* 0 15 Aug 2022 Common Stock 1,740 $173.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of options vest each year beginning with the date indicated.